Recruiting equal numbers of indigenous and non-indigenous participants to a ‘polypill’ randomized trial
© Selak et al.; licensee BioMed Central Ltd. 2013
Received: 10 February 2013
Accepted: 18 June 2013
Published: 22 June 2013
Māori are disproportionately affected by cardiovascular disease (CVD), which is the main reason for the eight year difference in life expectancy between Māori and non-Māori. The primary care-based IMPACT (IMProving Adherence using Combination Therapy) trial evaluates whether fixed dose combination therapy (a “polypill”) improves adherence to guideline-based therapy compared with current care among people at high risk of CVD. Interventions shown in trials to be effective do not necessarily reduce ethnic disparities, and may in fact widen them. Indigenous populations with poorer health outcomes are often under-represented in trials so the effect of interventions cannot be assessed for them, specifically. Therefore, the IMPACT trial aimed to recruit as many Māori as non-Māori to assess the consistency of the effect of the polypill. This paper describes the methods and results of the recruitment strategy used to achieve this.
Experienced Māori researchers were involved in trial governance throughout trial development and conduct. The trial Steering Committee included leading Māori researchers and was committed to equal recruitment of Māori and non-Māori. Additional funding and Māori research nurses were sought to allow home-based assessment, establishment of the relationship between research nurse and participant, more family involvement prior to enrollment, continuity of the research nurse-participant relationship, and acknowledgement of other Māori culturally important procedures, interactions, language and manners. Primary care practices with high enrollment of Māori were targeted, with over-sampling of potentially eligible Māori patients, lower thresholds for screening of Māori and 6 months continued Māori recruitment after non-Māori recruitment had finished.
A total of 257 Māori and 256 non-Māori participants were randomized. Four Māori and eight non-Māori participants were randomized per research nurse per month. Potentially eligible Māori were more likely than non-Māori to proceed to subsequent stages of recruitment. Differences between randomized Māori and non-Māori were evident (e.g. Maori were less likely to have established coronary artery disease).
Recruitment of equal numbers of indigenous and non-indigenous participants is possible if it is prioritised, adequately resourced and self-determination is supported.
The trial is registered with the Australian New Zealand Clinical Trial Registry ACTRN12606000067572
As the indigenous people of New Zealand (NZ), Māori have rights under the United Nations Declaration of the Rights of Indigenous Peoples  and the Treaty of Waitangi (signed between representatives of Māori and the British Crown) . These include the rights to self-determination and health comparable to that enjoyed by others in NZ. Despite these rights, Māori are disproportionately affected by cardiovascular disease (CVD) [3, 4]. The age-standardized prevalence of CVD in 2007 was greater among Māori (7.41%) than among other groups (Pacific 5.68%, Indian 4.96% and the rest of the NZ population 4.45%) . Māori age- and sex-standardized public hospitalisation rates (2003–2005) and mortality rates (2000–2004) were approximately twice that of non-Māori  and the life-expectancy of Māori is eight years less than non-Māori, primarily due to CVD [4, 5]. Other countries also experience inequalities in CVD between indigenous and non-indigenous peoples [6, 7].
One approach that may improve the management of CVD is fixed dose combination therapy (a “polypill”). The IMPACT (IMProving Adherence using Combination Therapy) trial is a NZ primary care-based randomized controlled trial assessing whether a polypill of four CVD preventive medications improves adherence to guideline-based therapy compared with usual care, where medications are prescribed as single tablets or double combinations tablets only, among people with or at high risk of CVD, and for whom all components of the polypill are indicated .
Interventions shown in trials to be effective do not necessarily reduce ethnic disparities, and may in fact widen them. Indigenous populations with poorer health outcomes are often under-represented in trials so the effect of interventions cannot be assessed for them, specifically. Therefore, the IMPACT trial aimed to recruit as many Māori as non-Māori to assess the consistency of the effect of the polypill [9, 10]. However, researchers have often found it challenging to recruit sufficient numbers of indigenous participants to intervention trials, including Māori [11–13] so specific strategies were developed to achieve equal recruitment of Māori and non-Māori participants.
The trial was also developed from an indigenous rights-based perspective. Priority was therefore placed on supporting indigenous rights to self-determination to the extent feasible throughout the trial. Equal recruitment of Māori and non-Māori was sought so that information about Māori would be obtained to at least the same depth and breadth as that obtained for non-Māori. This meant oversampling of Māori who comprised just 14% of the total NZ population in the latest reported Census . This paper describes the methods used to achieve equal recruitment in the IMPACT trial and results of this recruitment strategy.
The trial Steering Committee included experienced Māori researchers who were involved in every stage of trial design and conduct. From the outset, the trial Steering Committee made a commitment to recruit equal numbers of Māori and non-Māori so that the trial could assess the likely usefulness of a polypill-based strategy to reduce inequalities between Māori and non-Māori.
Research nurses were employed to undertake most trial procedures including baseline assessments (face-to-face) on behalf of trial primary care physicians.
Māori research nurses were sought to optimise recruitment of Māori participants . Additional funding and research nurse time were allocated for the recruitment of Māori participants to allow for extra face-to-face time (face-to-face contact is essential for Māori participants), the development of trust and rapport, whakawhanaungatanga (culturally-specific process of establishing relationships with people), more family involvement prior to enrollment and continuity of the research nurse-participant relationship over the course of the trial [11, 15]. We estimated that twice the research nurse time would be needed to recruit Māori compared with non-Māori (estimated randomisation rate of seven Māori and 14 non-Māori participants per full time research nurse per month).
Primary care physicians
The trial was undertaken in 54 practices from the Auckland and Waikato regions of NZ. The endorsement of Primary Health Organisations (PHOs, organisations that assist primary care physicians and other primary care staff with business management and quality of care) in areas likely to have high enrollment of Māori was sought. PHOs also provided opportunities for trial researchers to discuss the trial at meetings of primary care physicians, and identified practices with high enrollment of Māori. Practices with high enrollment of Māori were prioritised for invitation to participate.
Search strategy to identify potentially eligible participants from electronic practice records of primary care physicians
Documented 5 year CVD risk ≥ 15%
Documented history of CVD
Prescription for glyceryl trinitrate in last 6 months (an indicator that may have ischaemic heart disease)
Male smokers aged 55-69
Female smokers aged 65-79
Men with diabetes aged 60-69
Women with diabetes aged 65-79
Trial inclusion and exclusion criteria
High CVD risk (5-year CVD risk equal or greater than 15%, either on the basis of a documented history of CVD or estimated from the NZ modified Framingham equation )
All polypill ingredients indicated
Uncertainty whether therapy best provided as a polypill or with usual care
Participant able to give informed consent
Age under 18 years
Age over 80 years (or over 70 years for men with no history of CVD because the risks of aspirin may be greater than the benefits of aspirin in this population )
Contraindication to polypill component
Congestive heart failure
Medication change unsuitable for patient
Data on ethnicity was obtained initially from practice records, and then directly from patients as part of the informed consent process, according to NZ guidelines . The non-Māori group included all other ethnic groups as recommended by NZ guidelines for ethnicity statistics .
Strategies for enhancing recruitment of Māori
Supporting indigenous self-determination
Making equal recruitment a priority
- Experienced Māori researchers in trial governance and involved in every stage of trial design and conduct
- Explicit commitment to equal recruitment by Steering Committee from outset
- Employment of Māori research nurses or research nurses with significant experience working with Māori
- Ensuring enough funding for research nurses to have extra time to undertake recruitment in a culturally appropriate manner
- Targeting practices with high numbers of enrolled Māori
Screening of potential participants
- Over-sampling and broad search strategy to optimise recruitment of Māori onto the trial
- Longer recruitment duration
Contact with participants
- Face-to-face contact (at location of participant’s choosing)
- Development of trust and rapport (may require multiple visits)
- Continuity of research nurse staff and relationship between nurse and participant
- Family involvement before enrollment and on-going
Statistical power and sample size
We estimated that recruitment of 500 participants would provide 89% power at 2p = 0.05 to detect a 0.25 mmol/l difference in LDL cholesterol and a 4 mm Hg difference in systolic blood pressure between the intervention and control groups, assuming standard deviations around the change from baseline of 0.8 mmol/l and 14 mm Hg, respectively. With 500 participants there would also be sufficient power (92%) to detect a 30% relative improvement in adherence. We calculated that if 250 participants were Māori this would confer approximately 62-69% power at the 5% significance level to separately assess the treatment effects outlined above.
The full trial protocol including further details on planned statistical analyses has been published .
Two Māori research nurses and one non-Māori research nurse with extensive experience working with Māori were employed to recruit Māori participants. Two other non-Māori research nurses were employed for non-Māori recruitment. On average each nurse randomized four Māori or eight non-Māori participants per month.
Flow of participants
Main reason for exclusion from trial after consent obtained (Māori, non-Māori)
CVD risk too low*
No or incomplete laboratory results*
Needs different medication(s) and/or dose(s)
LDL cholesterol unable to be calculated*
Medically unstable / comorbidities
Baseline characteristics of randomized participants
Baseline characteristics of randomized participants
Number (%) or mean (SD)
History of CVD*
Coronary artery disease*
Peripheral vascular disease
Systolic blood pressure^ (mm Hg)
Diastolic blood pressure^ (mm Hg)*
Total cholesterol (mmol/l)*
LDL cholesterol (mmol/l)*
HDL cholesterol (mmol/l)
Total:HDL cholesterol ratio*
Baseline self-reported adherence to the combination of antiplatelet, cholesterol-lowering therapy and at least two antihypertensives (“quadruple therapy”) was higher amongst non-Māori than Māori participants (51 vs 37%, p = 0.0011).
Despite previous low levels of Māori participation in clinical trials, equal numbers of Māori and non-Māori participants were recruited in this study among patients at high risk of CVD. The trial will therefore be able to assess the consistency of the effects of the polypill in Māori compared with non-Māori, though it is not adequately powered to separately assess these effects in Māori and non-Māori.
The two key aspects to achieving the recruitment target were supporting indigenous self-determination and making equal recruitment a priority. Indigenous self-determination was supported by: having experienced Māori researchers in trial governance; employment of Māori research nurses or research nurses with significant experience working with Māori; and ensuring that contact with participants was culturally appropriate. Equal recruitment was prioritised by: having a commitment to this by the trial Steering Committee; obtaining sufficient extra funding for additional research nurse time required to recruit Māori; targeting practices with high Māori populations; over-sampling and broadening the search strategy to identify potentially eligible Māori; and extending recruitment duration for Māori. It is also likely that perceived acceptability of the polypill to Māori contributed to recruitment onto the trial.
Once Māori were identified as potentially eligible from electronic practice records, they were statistically significantly more likely than non-Māori to proceed to each subsequent stage of recruitment. Māori were also more likely than non-Māori to be excluded once their consent had been obtained, primarily due to the greater proportion of Māori with a CVD risk that was too low for inclusion. This is most likely because of the broader search strategy used to identify potentially eligible Māori (Table 2). Māori may have been more likely than non-Māori to have no or incomplete laboratory results because they were younger and less likely to have a history of coronary artery disease. If research nurses (or other research staff) had obtained laboratory specimens directly (rather than requiring patients to attend a community laboratory), the trial may have been even more accessible to Māori.
Higher triglyceride levels may explain why Māori were more likely than non-Māori to be excluded because in these circumstances LDL is unable to be calculated. The differences in baseline characteristics between randomized Māori and non-Māori are also likely to reflect the broader search strategy used to identify potentially eligible Māori, plus the greater prevalence of type 2 diabetes among Māori .
The differences between Māori and non-Māori do not undermine the validity of the comparison between treatment groups (polypill-based care or usual care) because participants are randomly allocated to treatment groups. However, these differences will need to be taken into consideration when interpreting any differences in treatment effect in Māori and non-Māori.
While the trial has oversampled Māori, people from the other major ethnic groups in the NZ population (Pacific, Asian, European and Other) have also been included. The proportion of Pacific people in the trial is greater than in the general population (9 vs 6% ). This is most likely because practices that were targeted by the trial for their high Māori enrollment also had high enrollment of Pacific people.
Self-reported adherence to quadruple therapy was lower among Māori than non-Māori but this difference became statistically non-significant when we stratified participants by history of CVD, suggesting it is likely to be at least partially due to the higher prevalence of CVD amongst non-Māori participants in the trial.
Recruitment of equal numbers of Māori and non-Māori participants is possible if it is prioritised, adequately resourced and self-determination supported. Equal recruitment of indigenous and non-indigenous participants allows the assessment of the consistency of treatment effects between these groups, and therefore the potential of interventions to not only improve health but also to reduce health inequalities. Differences in the characteristics of Māori and non-Māori participants will need to be taken into account when assessing the consistency of treatment effects.
Trial participants, primary care physicians, primary care staff, pharmacists, pharmacy staff, PHOs and their staff, IMPACT research nurses and other research staff, IMPACT Steering Committee, IMPACT Endpoint Adjudication Committee, Health Research Council Data Monitoring Core Committee. Funders of the trial: NZ Health Research Council, NZ Heart Foundation of New Zealand, NZ Lotteries Grants Board, Pharmac, Te Kupenga Hauroa Māori. Dr Reddy’s Laboratories (DRL) Limited is providing the Red Heart Pill free of charge for the trial. No funders or DRL had any role in the design, collection, analysis or interpretation of data, in the writing of the manuscript or in the decision to submit the manuscript for publication.
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