“We are toothless and hanging, but optimistic”: sub county managers’ experiences of rapid devolution in coastal Kenya
© The Author(s). 2017
Received: 10 February 2017
Accepted: 20 June 2017
Published: 15 September 2017
In March 2013, Kenya transitioned from a centralized to a devolved system of governance. Within the health sector, this entailed the transfer of service provision functions to 47 newly formed semi-autonomous counties, while policy and regulatory functions were retained at the national level. The devolution process was rapid rather than progressive.
We conducted qualitative research within one county to examine the early experiences of devolution in the health sector. We specifically focused on the experience of change from the perspective of sub-county managers, who form the link between county level managers and health facility managers. We collected data by observing a diverse range of management meetings, support supervision visits and outreach activities involving sub-county managers between May 2013 and June 2015, conducting informal interviews wherever we could. Informal observations and interviews were supplemented by fifteen tape recorded in depth interviews with purposively selected sub-county managers from three sub-counties.
We found that sub county managers as with many other health system actors were anxious about and ill-prepared for the unexpectedly rapid devolution of health functions to the newly created county government. They experienced loss of autonomy and resources in addition to confused lines of accountability within the health system. However, they harnessed individual, team and stakeholder resources to maintain their jobs, and continued to play a central role in supporting peripheral facility managers to cope with change.
Our study illustrates the importance in accelerated devolution contexts for: 1) mid-level managers to adopt new ways of working and engagement with higher and lower levels in the system; 2) clear lines of communication during reforms to these actors and 3) anticipating and managing the effect of change on intangible software issues such as trust and motivation. More broadly, we show the value of examining organisational change from the perspective of key actors within the system, and highlight the importance in times of rapid change of drawing upon and working with those already in the system. These actors have valuable tacit knowledge, but tapping into and building on this knowledge to enable positive response in times of health system shocks requires greater attention to sustained software capacity building within the health system.
KeywordsThe District/county Organisation change Decentralization Devolution Mid level managers Health systems Policy implementation Kenya
District health managers in decentralised health systems
In Low and Middle Income Countries (LMICs), health system reform has followed a global trend towards decentralization of services from central governments and large hospitals to local governments and district health clinics . This involves the transfer of decision-making from the central governmental body, to local officials in order to tailor health care to the needs of local populations and increase access to medicines and treatments across all regions of a nation . Decentralization has been promoted as a reform that will improve health system performance through improved efficiency, responsiveness and local accountability . The district remains the backbone of decentralized health systems in most LMICs. Existing within a hierarchical structure, it is the basic level responsible for operational tasks such as support supervision and plays an integrative role of interfacing between national-level policy formulation, and ensuring policy implementation at facility level [6, 33].
Health systems are people centred, strongly shaped by the decisions and actions of historical and current day actors [2, 9], and district managers are key actors in district health systems. District managers typically have planning and coordination roles, including guiding, mentoring and overseeing staff operating at sub-district and facility levels. Depending on the level of dentralisation, they are also responsible for strategic planning and oversight of the health system in their districts , for translating policies from higher levels of health system hierarchies to district level, and are answerable in turn to actors back up the system.
Despite the recognition that people ultimately determine the character and performance of the health system, few studies have examined district health managers’ experiences in their roles, particularly in the face of significant organisation change . Organisation change in this context refers to change in governance structures and roles, calling for new ways of engaging, problem solving and common understanding [12, 42] A recent study conducted by colleagues in South Africa highlighted that district managers can play important and very particular roles as change intermediaries during times of change. Positioned at the interface between more senior managers and front line employees, their interpretation of change can be influential not only on their own perspectives and behaviours, but also if and how they help others through change, including through how they ‘make sense’ of change upwards to senior managers, laterally with peers and downwards to those who report to them; i.e., their ‘sense-making’ roles .
This paper describes how district managers experienced and interpreted this change within a context of a rapidly devolving health system in Kenya. In March 2013, Kenya transitioned from a centralized to a devolved system of governance. Devolution is one of the four forms of decentralization described by Anne Mills et al. as the shifting of power from central to peripheral institutions . Devolution is a relatively extensive form of decentralization in any setting, and in the health sector in Kenya entailed the complete transfer of service provision functions from central level to 47 newly formed semi-autonomous counties. Policy and regulatory functions were retained at the national level. We share district managers’ experience of devolution from inside the health system, describing change as it unfolded over time for them. We hope by sharing these experiences to generate insights into the importance of involving the institutions and actors charged with managing change in times of politically driven reforms. Although addressed in a particular setting, the experiences presented in this paper may have relevance in a range of other health system settings undergoing decentralisation . It is has been argued that decentralisaton should be a means to ensuring good governance processes such as accountability, rather than an end in itself . Therefore more broadly, drawing on governance ideas from the policy implementation literature, the paper contributes to the still limited literature on the important role mid level managers play in organization change and more specifically in times of politically driven health sector reforms in LMICs [20, 43].
Kenya’s health sector under devolution
In 2013, after a national election that ushered in a new government, Kenya transitioned into a devolved system of government with a central government and 47 semi-autonomous units called counties . To facilitate the transition, a Transition Authority was formed with the responsibility of overseeing the transfer of devolved functions through policy and legal advice, resource mobilization, oversight, capacity building and coordination over a three year period . Within the health sector, devolution entailed the transfer of health service delivery functions to county governments. County pharmacies and health facilities, ambulance services, and primary health care promotion were transferred to county health systems, while National government retained health policy and regulatory functions (Ministry of Health 2013a; ). In addition, the two Ministries of Health (Ministry of Medical Services (MOMS) and Ministry of Public Health and Sanitation (MOPHS)) that existed under the previous governance arrangement were merged into one Ministry of Health (MOH) .
Kenya’s devolution has been described by the World Bank as “one of the most ambitious implemented globally”  because, besides the creation of 47 new counties, the process has also involved the creation of new systems of administration that have absorbed some or all of three prior systems of administration as shown above.
The previous District Health Management Team (DHMT) under devolution therefore became a SCHMT now at a level below the County Health Management Team (CHMT), with the latter being a newly created layer under devolution. In this paper, we examine the experience of mid-level managers who were DHMT members before devolution, who transitioned to being SCHMT members. We illustrate the challenges that these managers faced at a time of significant change in health system structures and processes, and illustrate some of their coping strategies which could be argued to demonstrate resilience.
The ‘learning site’ approach
The data presented in this paper are part of a wider study aimed at understanding governance changes under devolution in Kenya, conducted under the umbrella of the ‘learning site’ approach that has been described elsewhere by the authors . Briefly, a learning site is a long term process of collaborative research in which health managers and researchers decide together over a relatively long-term collaboration what the key health system questions and interventions are. The approach includes repeated interactions between researchers and managers over long periods of time that built trust and familiarity, and that enable the invaluable tacit knowledge of health managers to be accessed . The Kenyan learning site is situated in a county on the Kenyan Coast, which consists of three sub county management teams. The county is divided into six administrative sub-counties, with these sub-counties being paired for health administration. Total number of SCHMTs by end of 2015 was three .
Sub county managers interviewed
Sub county manager
Sub county medical Officer of Health or designee
Sub county Public Health Nurse
Sub county Health Records and Information Officer
Sub county Administrator
Sub county clinical officer
Sub county Public Health Officer
Sub county facility management nurse
Observation notes and data from the 15 interviews were transcribed verbatim and managed using NVivo 10. The number of transcribed interviews were assumed adequate as published in other studies [13, 22]. A grounded approach to coding was used, whereby all data were reviewed and codes iteratively introduced without prior identification of potential themes. This approach was selected to enable managers’ experience of devolution as it happened/unfolded to be shared. Our findings are organised around the key themes that emerged from the data. In the discussion we then explored these emerging themes in greater depth, drawing in particular on the organisational change literature that we found supported our interpretation and deeper understanding of the data: literature on the role of mid-level managers in times of organisational change, including their sense-making roles , and literature on health worker productivity and motivation, and in particular the importance of the software elements of complex health systems (i.e., knowledge, skills, decision-making processes, relationships, communication practices, values and norms, as opposed to hardware elements such as infrastructure, technology and resource levels) .
In this paper we have selected quotes that best illustrate some of the key themes in the findings.
Ethical clearance for the study was obtained from the authors’ institution (KEMRI SSC: 2205) and from the London School of Hygiene and Tropical Medicine 6250 . Information about the project was given to all participants at county and sub county levels prior to data collection. Members of the researchers explained their role at the start of each meeting to ensure that their health service colleagues were satisfied with their presence and had an opportunity to ask any questions. Written informed consent was obtained prior to all formal interviews. Careful attention was paid to ensuring that participants’ anonymity was maintained in the documentation and write up of the study.
Clear emerging themes over the course of our analysis were the lack of preparedness of sub county managers for the changes that were coming under devolution, and the inadequate clarity for all in role and structural changes, including in finance systems and structures. We discuss these themes followed by an overview of new ways of working adopted by sub-county managers, and their reported implications.
Lack of preparedness for and clarity about anticipated changes
… We are all in a greyish zone. We don’t understand ourselves as DHMT, though we are still around, each one of us should be told where we will go… sub county A, manager 2
… You see as at now there is a lot of uncertainty because we actually don’t know what is ahead, there is some kind of lack of knowing, and some darkness currently is ahead… sub county B, manager 1
…If you wait for the county to inform you of any changes, you are wasting your time, just read the papers… sub county A, manager 1
…We have not held any organised meeting, but we try and hijack any moment at seminars to voice our challenges with our managers….Sub county C, manager 3
…By the way it [our motivation] has gone down. It’s not the way it used to be, because the people who come are the ones we issue the licence if you don’t come nobody has the morale of making follow up…sub county C, manager 4.
Evolving structures and job roles
Transfers of managers
DHMT members who transitioned into SCHMT
DHMT members who joined the CHMT
2 Promoted to another county
1 Promoted to county level but declined
4 Promoted to county level (accepted)
1 promoted to county level
1 promoted to another county
1 promoted to County level
…there is a prescription from the top about those who are required to be in the SCHMT but then it was seen not to be working. [Our senior manager] said we should just work the way we were working so that one was nullified…sub county A, manager 3
…To start with, I can say that there should be a proper well organized organogram because now there is just confusion; a proper organogram that will guide us on who you should report to. Currently, whatever is there is frustrating, you can do a report you copy to one person the other person calls you needs the same report, you inform that person ok I sent the report to so and so and he insists you have to resend it to me. So there is not that linkage, there is no team work. They [the CHMT members] are working as individual people which is not good… Sub county B manager 4
…I don’t think they are very busy, one thing, they are very many and, for example a whole manager sitting for the whole month just waiting for a report from the sub county? To me that person is just being wasted. …Sub county C manager 1
… when you go there, now you find everyone is on computer but I am not used to such. They are just watching Bob Marley, looking at Facebook, not me… sub county A manager 4
Poorly defined financing systems and processes
The lack of an organogram and duplication of roles was exacerbated by lack of systems for financial allocation to lower level institutions, including SCHMTS, hospitals, health centres and dispensaries. Once rapid devolution took place, all funds allocated to the county health department were held at the county treasury. A challenge was that the county treasury - which had been in existence prior to devolution - lacked technical capacity to handle additional financial requests from the newly created structures as well as the previous ones. In addition, there were no mechanisms for allocating funds to the sub county management unit as there was no legal framework for it to be an accounting unit. Consequently, although the CHMT were able to access funds, the sub county managers were unable to access any funds to perform their activities.
…The County is giving us money but too little money… sub county B manager 2
… we used to get what we call HSSF being allocated and the District Medical Officer of Health (DMOH) had some allocation but when the counties came that allocation is not there,…so actually we have gotten challenges since the new system came in the county government. Because we can’t access funds directly, we have to request from our county then that time our county said we don’t have any money allocated; the systems have not been set in place…sub county B manager 6
… when we were working direct with the national government we were getting immediate response, if you say we need this we get immediate response but now from the county there is some confusion, you might send a request for something then it is delayed… sub county B manager 3
Mid-level managers coping strategies in a changing system
… We don’t meet because we are not supported on the same, so when they come they demand at least something small because they have left their area of work from morning to that particular time...sub county B manager 5
The quarterly full DHMT meetings which were used to review the performance of the sub counties in terms of indicators were also inactive over the course of field work in all the three sub counties. Reasons given were the lack of finances, an unstable office of the Sub County Medical Officer of Health (SCMOH) in two sub counties and a lack of morale. Consequently the managers were unable to look at their performance as a sub county and discuss the challenges.
A meeting that used to bring all the health related stakeholders in the district, the District Stakeholders Forum was only held if there was an emergency such as an outbreak. This meeting was used before devolution for planning of health programs across the entire district, and to share resources and identify gaps in service in the community. Described as a very important forum for sharing with stakeholders their work plans, progress and pooling resources, its’ irregularity was considered detrimental to the community, to managers and to service users. The managers’ lack of oversight and voice over what health stakeholders were now doing led to worries about duplication of efforts as well as marginalisation of the most needy.
… We give them ideas wherever they are stuck or maybe there are nice things they have done we congratulate them … we sit with them and we correct them, it’s just an On Job Training (OJT) but also use the forum to identify gaps in skills so we can recommend training, that is where you find some people are being called for training… sub county B manager 2
Considered by the managers as one of the core activities for SCHMT, their inability to conduct supportive supervision was perceived by themselves and by health workers to indicate the managers’ powerlessness. Interviews with frontline health workers over the same period indicated that these health workers looked forward to the supportive visits from their supervisors, and were particularly eager to interact with them at a time of such change.
Reorganising work routines and building on experience and relationships
… Am really yearning for that organogram for the county to be released…I think things will be working better… sub county C manager 2
…we are optimistic that legislation, the way we have been promised from this year, if at all the legislatures can pass …. the SCMOH [will get] some budget as well as what we used to get… from the hospitals. You know when such money comes it is very easy for the SCMOH to budget for its activities…Sub county A manager 3
…we are working with our pockets. You can see this [points at phone] is my personal effects, I use my modem; I have to buy my own credit to do the work of the government… sub county C manager 3
…. these are my nurses, my doctors, my people (the community), so I cannot let them down, we have to help each other…Sub county A manager 2
…Sometimes we might find me as a SCHMT we don’t have money but a certain program like HIV/AIDS might have some money so you might find one person from that department will go and see what is happening then you will also check on other small things in the facility and where there are issues they will be reported…Sub county A manager 3
…so the partners are on and off, but we consolidate their support and that from private sector to carry out some activities such as support supervision…..Sub county A manager 4
…The in-charges meetings are there every month, they are important as various issues are discussed and we try with the help of partners to conduct them without fail…..we identify facilities that have challenges, so we ca follow up during supervision… Sub county C manager 2
….We have a schedule for facilities we need to visit including the private facilities but we had backlog because of the challenge of transport so we now conduct supervision two days in a week, so we have been scheduling for Tuesday and Wednesday for the supervision unless there is any challenge…..sub county C manager 4.
…, we called upon the stakeholders and they really supported us. Some gave us commodities such as ORS, water treatment, others gave us vehicles for mobilization, and others provided refreshments for the teams in the field. …Sub county A manager 4
In this paper, we have described how a group of managers in a county at the Coast experienced rapid change and how they mediated this change in a lower middle income country. We tracked change as it happened from within the health system, and have shown that – as is the case in other contexts , the political nature and rapidity of the devolution process brought significant challenges. Pre devolution, the managers in our county of focus were anxious about what lay ahead; a situation compounded by several inter-related factors, including a lack of guidelines at national level, the inevitable need in a devolved system for counties to evolve their own structures and systems, and problems in level and style of communication. Post devolution, the sudden creation of a new structure resulted in two managerial layers without a clear organogram or terms of reference. Together with continued inadequacies in communication between key actors in the health system, this contributed to role duplication, poorly defined financing systems and processes, resource access delays, and relationship challenges. Despite these challenges – some of which linger on three years later - sub county managers over the research period drew on their social networks and relationships, their desire to maintain their jobs and roles and their shared values and team spirit, to keep many essential activities going.
The important implementation role played by mid level managers in times of organisation change generally has been noted in the management literature as key to successful, less disruptive changes [38–40]. In times of health sector reform processes the role played by mid level managers in implementing change has been acknowledged by others in other contexts [18, 30, 33, 36]. For example, a World Bank study of decentralisation in Ghana noted that successful decentralisation requires that decentralized entities be prepared to take over their new responsibilities. For instance, there should be sufficient numbers of qualified personnel to handle decentralized responsibilities, staff contracting and management systems, merit-based remuneration, and to allow for corruption control .
In our case, sub county managers had to adapt to the unexpectedly rapid changes by adopting new ways of working. The experience of these managers under rapid devolution was similar to South East Asian countries who implemented rapid decentralization without adequate preparation and capacity building . Literature on a decade of decentralization of health care services in Java, indicates that the district had limited capacity to assume the new roles in the decentralization arrangements. The situation was further complicated by lack of regulations to support the main decentralization legislation . In our context, sub-county managers in their adaptations began to demonstrate a form of managing change that has been called ‘unlearning of yesterday’s ideas’ [17, 32]. In the face of financial limitations and lack of role clarity, they reorganised and rethought their working structures and routines: they had to discontinue some meetings that needed financial facilitation and began utilising other meetings to achieve the same programme goals. These findings contrast with some literature from organisation change which indicates that it can be hard for people to abandon their usual beliefs and procedures that have arisen from previous successful experiences . In our county the ability to unlearn was linked in part to their strong relationships with each other and with other key actors, and their optimism that the situation would soon improve. Of interest will be to observe over time whether some elements of these new ways of working have introduced some efficiencies that can continue even as resources are made available, or whether these changes are ‘undone’ or ‘unlearned’ again at that point [26, 27].
We have reported elsewhere how much the facility managers – health workers in charge of health centres and dispensaries - appreciated the support of these managers over this time of rapid change . In effect the sub county managers were, for these facility in-charges, playing the role of interpreting and translating complex and worrying changes in such a way as to sustain as far as possible motivation and every day practice at the micro level [38, 39]. By maintaining contact with the frontline workers through irregular support supervision and regular facility in-charges meetings in a central place, sub-county managers were able to communicate with and support in-charges, and effectively cushion them from some of the challenges being played out at higher levels of the health system hierarchy. This observation is similar to one made in South Africa where it was shown that communication among actors at different levels of the health system can keep morale for staff high, even in the context of significant difficulty . In our setting an important role of mid-level managers in their interactions with in-charges was of interpreting and communicating change [3, 19], even in the face of significant insecurities and concerns of their own. Often closer to key health system actors in the community than the more senior managers, and often with long histories of working in the area, they were able to adapt to change, by drawing on former networks to continue with their roles such as conducting disease specific health campaigns. Their own feeling of being ignored and left out of the devolution process potentially drove them further to play this sense making role; to actively seek out opportunities to reassure staff and to continue with their own role of coordinating service at the frontline. Of interest given the important role that these mid-level managers took on, was that in debates at county level prior to and over the course of devolution, the role of mid-level managers was deemphasized in comparison to that of the more senior managers. This has been described as typical in situations of planned radical change where their contributions are seen as much weaker, being viewed as part of the disinterest and barriers to change .
It has been shown in other contexts that mid-level managers work best when the quality of their work environment is good (Hutchinson 2002), and that productivity and motivation of health workers are linked to adequacy of resources [7, 25, 35]. Our study supports these findings in showing that a lack of financial resources led to demotivated managers. However our findings also show that in a very difficult and turbulent work environment, sub-county managers demonstrated flexibility and optimism in an effort to maintain their professional identity and performance. Thus, for example, they introduced new forms of mutual appraisal, shared resources accessed through external networks and even drew on their own personal resources. In doing this we note the importance of intrinsic motivation and commitment to maintain a professional identity, as well as team work and optimism about a better future, as key. These findings complement a study conducted in Uganda where health workers in a decentralised system worked hard to maintain a professional identity after the health sector reforms weakened their positions as professionals . Our findings also suggest that through these activities, sub-county managers were able to build their own and facility managers’ feelings of being a team, contributing to some positivity and mutual accountability in at a very turbulent and insecure time . Drawing on the distinction made by Ortiz Aragon and others between three interacting dimensions of organisational capacity: the hardware of infrastructure, technology and funding levels; the tangible software of knowledge, skills and processes of decision making; and the intangible software of relationships, communication practices, values and norms, our sub-county managers were drawing upon and feeding into the software elements of what was is a highly complex health system. It has been argued elsewhere that the intangible features of capacity can be particularly important in shaping the behaviours of those working in an organisation and underpinning organisations’ “power to perform”  We certainly noted the importance of these intangible elements of sub-county managers’ roles. Anticipating and managing the effect of change on crucial software elements of health systems therefore has the potential to support service delivery in Kenya and elsewhere in the short and longer terms .
The findings in this paper are based on data collected only in one county and under a situation of continuous and on-going change although informal discussions suggest issues remain relevant today. This study employed a qualitative design, and therefore the findings on the importance of SCHMTs in addition to CHMTs need to be carefully interpreted as they are based on observations and views including from CHMT members and facility managers, as well as SCHMTs themselves; but not able to look into cost and inefficiencies of an additional layer of management. Nevertheless, the findings are relevant even in other settings and potentially useful in the context of quite drastic changes such as devolution.
Sub-county health managers bridge the gap between front line health staff and higher levels of the health care system. They are tasked with duties and responsibilities that potentially have a direct positive impact on service delivery at the frontline. Rapid devolution under a new constitution was characterised first by anxiety and fear by managers due to poor communication, lack of involvement in the process, and sudden structural changes with poor role clarity; and secondly by poorly defined financing systems and processes that led to delays and inefficiencies in fund flow. This caused significant challenges for sub county managers, including loss of autonomy and resources in addition to confused lines of accountability within the health system. Nevertheless, they harnessed individual, team and stakeholder resources to maintain their jobs, and continued to play a central role in supporting frontline workers.
Our study illustrates the value of examining organisational change from the perspective of key actors within the system, and highlights the importance in accelerated devolution contexts for engagement of such ‘mid-level managers’ in managing change. Our study illustrates the importance of mid-level managers adopting new ways of working and engaging up and down the system, and of clear lines of communication during reforms to these actors. The importance of anticipating and managing the effect of change on intangible software issues such as trust and motivation is also highlighted.
In times of such massive organisation change, the process should not be divorced from the people whose tacit knowledge and unquantifiable people skills are key in driving and managing change. More broadly, greater attention needs to be paid to preparing the health system at all levels for positive responses to shocks by sustained capacity building of software elements.
We would like to thank our many collaborators, colleagues and research participants at county and sub county level within the Ministry of Health in Kenya. Many thanks go to Anderson Charo and the able team of transcribers for their immense support to this study.
MN, BT, EB, PO and SM are member/s of the Consortium for Resilient and Responsive Health Systems (RESYST). This document is an output from a project funded by the UK Aid from the UK Department for International Development (DFID) for the benefit of developing countries. However, the views expressed and information contained in it are not necessarily those of or endorsed by DFID, which can accept no responsibility for such views or information or for any reliance placed on them.”
This work was supported by the UK Department for International Development as part of the Consortium for Research on Resilient and Responsive Health Systems (RESYST).
Availability of data and materials
The data that support the findings of this study are available from KEMRI Wellcome Trust but restrictions apply to the availability of these data, which were used under license for the current study, and so are not publicly available. Data are however available from the authors upon reasonable request and with permission of KEMRI-Wellcome Trust.
MN, BT and EB were involved in drafting the manuscript or revising it critically for intellectual content; while PO made substantial contributions to acquisition of data, and analysis of data. SM reviewed for consistency and gave final approval of the version to be published.
Ethics approval and consent to participate
Ethical clearance for the study was obtained from the authors’ institution (KEMRI SSC: 2205) and from the London School of Hygiene and Tropical Medicine 6250 . Information about the project was given to all participants at county and sub county levels prior to data collection. Members of the researchers explained their role at the start of each meeting to ensure that their health service colleagues were satisfied with their presence and had an opportunity to ask any questions. Written informed consent was obtained prior to all formal interviews.
Consent for publication
This article does not contain any personal data
The authors declare that they have no competing interests.
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